Financial Regulation and Compliance : (Record no. 21327)
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000 -LEADER | |
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fixed length control field | 00938nam a22003257a 4500 |
003 - CONTROL NUMBER IDENTIFIER | |
control field | IBSLLIB |
005 - DATE AND TIME OF LATEST TRANSACTION | |
control field | 20240620114618.0 |
008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION | |
fixed length control field | 240619b |||||||| |||| 00| 0 eng d |
020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
International Standard Book Number | 9781118972212 |
040 ## - CATALOGING SOURCE | |
Original cataloging agency | IBSLLIB |
Language of cataloging | English |
041 ## - LANGUAGE CODE | |
Language code of text/sound track or separate title | English |
082 ## - DEWEY DECIMAL CLASSIFICATION NUMBER | |
Classification number | 347.73 |
Item number | KOT |
100 ## - MAIN ENTRY--PERSONAL NAME | |
Personal name | Kotz , David |
245 ## - TITLE STATEMENT | |
Title | Financial Regulation and Compliance : |
Remainder of title | How to Manage Competing and Overalpping Regulatory Oversight |
260 ## - PUBLICATION, DISTRIBUTION, ETC. (IMPRINT) | |
Place of publication, distribution, etc. | New Jersey : |
Name of publisher, distributor, etc. | Willy and Sons , |
Date of publication, distribution, etc. | 2015 . |
300 ## - PHYSICAL DESCRIPTION | |
Extent | xxv , 222 p . : |
Dimensions | 24 cm |
490 ## - SERIES STATEMENT | |
Series statement | Series |
500 ## - GENERAL NOTE | |
General note | Compliance and Regulations HDBF 22174<br/>Recommended Reading |
650 ## - SUBJECT ADDED ENTRY--TOPICAL TERM | |
Topical term or geographic name as entry element | Law |
650 ## - SUBJECT ADDED ENTRY--TOPICAL TERM | |
Topical term or geographic name as entry element | Procudure and Codes |
653 ## - INDEX TERM--UNCONTROLLED | |
Uncontrolled term | Financial Regulation |
653 ## - INDEX TERM--UNCONTROLLED | |
Uncontrolled term | Claims |
653 ## - INDEX TERM--UNCONTROLLED | |
Uncontrolled term | Examinations |
653 ## - INDEX TERM--UNCONTROLLED | |
Uncontrolled term | Regulation |
653 ## - INDEX TERM--UNCONTROLLED | |
Uncontrolled term | Strengthen Governance |
653 ## - INDEX TERM--UNCONTROLLED | |
Uncontrolled term | Finra Examinations |
653 ## - INDEX TERM--UNCONTROLLED | |
Uncontrolled term | NFA Examination |
653 ## - INDEX TERM--UNCONTROLLED | |
Uncontrolled term | Internal Investigations |
942 ## - ADDED ENTRY ELEMENTS (KOHA) | |
Koha item type | Books |
Withdrawn status | Lost status | Damaged status | Not for loan | Collection code | Permanent Location | Current Location | Shelving location | Date acquired | Inventory number | Full call number | Barcode | Koha item type | Public note |
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Recommended Reading | IBSL Library | IBSL Library | Reference Section | 18/06/2024 | 09997 | 347.73 KOT | 09997 | Lending Book | R 02 | ||||
Recommended Reading | IBSL Library | IBSL Library | Reference Section | 18/06/2024 | 09998 | 347.73 KOT | 09998 | Lending Book | R 02 |